NOC 2021 · 11103 · TEER 1
Securities agents, investment dealers and brokers
Unit group 11103 of the National Occupational Classification, 2021 Version 1.0.
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What this group covers
Securities agents and investment dealers buy and sell stocks, bonds, treasury bills, mutual funds and other securities for individual investors, pension fund managers, banks, trust companies, insurance firms and other establishments. Brokers buy and sell stocks, bonds, commodity futures, foreign currencies and other securities at stock exchanges on behalf of investment dealers. They are employed by investment companies, stock brokerage firms, stock and commodity exchanges and other establishments in the securities industry.
Example job titles
As Statistics Canada publishes them. Yours may be worded differently and still belong here.
- annuity representative - investments
- arbitrager
- bond broker
- bond dealer
- bond trader
- broker
- commodity broker
- commodity trader
- discount broker
- equity trader
- financial broker
- floor trader - commodity exchange
- foreign exchange dealer
- foreign exchange trader
- futures trader
- grain broker
- grain broker - commodity trading
- grain trader
- independent floor trader
- investment broker
- investment dealer
- investment representative
- money market trader
- mutual fund broker
- mutual fund sales agent
- mutual fund sales representative
- options trader
- registered investment representative
- registered representatives supervisor
- securities agent
- securities representative
- securities sales agent
- securities salesman/woman
- securities trader
- stock exchange floor trader
- stockbroker
- stocks and bonds trader
- trust services salesman/woman
Source: Statistics Canada — National Occupational Classification 2021 V1.0. Data current as of 13 August 2026. NOC 2021 Version 1.0. The classification is versioned rather than dated — IRCC moved to it in November 2022, and a new version would be a new classification rather than an update.